[Event] Fundit - Crowdfunding Compliance Marketing and Technology Agenda
VerifyInvestor.com
AGENDA
April 26 – 27, 2016
Day One, Tuesday, April 26, 2016
7:30 – 8:30 AM _–Pre-session: CF 101 – Intro to the JOBS Act and Online Fundraising
Scott Purcell. Founder & CEO, FundAmerica
Kim Wales, Founder & CEO, CrowdfundBureau
8:00 – 9:00 AM —Registration and Exhibition Opens
Continental Breakfast
9:00 – 9:20 AM—-Welcome Keynote Kick-Off
Scott Purcell, Founder and CEO, FundAmerica
9:20 – 9:50 AM—–FundIt Keynote Speaker: Compliance
Doug Ellenoff, Partner, Ellenoff Grossman and Shole, LLP
9:50 – 10:50 AM—Morning General Session: Regulatory Environment for People using JOBS Act Exemptions
Moderator: Doug Ellenoff, Partner, Ellenoff Grossman & Shole, LLP
Sara Hanks, Co-Founder and CEO, CrowdCheck Inc.
Jillian Sidoti Esq. Syndication Lawyers
Sam Guzik, Founder, Guzik and Associates
DJ Paul, Founder, DJP and Co.
10:50 – 11:50 AM—Next Gen of Liquidity – OTC, Venture Exchanges & Alternative Markets
Moderator: Scott Purcell, CEO & Founder, FundAmerica
R. Cromwell Coulson, President & CEO, OTC Markets Groups, Inc.
Wes Johnson, CEO, ASMX Capital
Brett Johnson, Founder & CEO, OneMedMarket
12:00 – 1:00 PM—Networking Lunch
Compliance Track Emcee:
Gene Trowbridge, Esq., Syndication Lawyers
1:00 – 1:50 PM—Reg A: Tips for getting your Forms 1A & 5110 Qualified
Jillian Sidoti, Moderator, Syndication Lawyers
Sara Hanks, Co-Founder & CEO, CrowdCheck Inc.
George Georgiades, Securities Counsel, FundAmerica
FayMatsukage, Partner, Dill Dill Carr Stonebraker & Hutchings, P.C.
Cherif Medawar, RE Hedge Fund Manager & CEO, CrowdfundExpress
1:50 – 2:50 PM—Best Practices for Platforms & Portals
Moderator: Kim Wales, Founder & CEO. CrowdfundBureau
Sam Guzick, Founder, Guzik and Associates
Steve Plimpton, CCO, OfferBoard
Craig Denlinger, Managing Partner, Artesian CPA, CrowdFundCPA
Joan Adler, Partner, EGS
2:50 – 3:50 PM—EB-5 Funding & International Investors – What you need to know to get offshore funding under this program
Moderator: Jor Law, CEO, VerifyInvestor and Homeier and Law
Richard Kristof, CEO, ISCOA
Kyle Walker, Principal, Green Card Fund
Mark Roberts, Vice President, Alliance Bank
Bond Nthenge, VP Compliance, FundAmerica
3:50 – 4:20 PM—Networking Break
4:20 – 5:20 PMSerial issuers – how to conduct 506c, 4(a)(6) and Reg A offerings, again and again
Moderator: Gene Trowbridge, Esq., Crowdfunding Lawyers
Sam Guzik, Founder, Guzick and Associates
Daryl Steinhause, Partner, DLA Piper
Blaine McLaughlin,Head of VIA Folio
George Georgiades, Senior Security Counsel, FundAmerica
John Mueller, Director of Corporate and Strategic Planning, Truax Development
5:20 – 6:10 PM—Potential landmines for funding portals
Moderator: Richard Swart, Chief Strategy Officer, NextGen Central
Jennifer Gatewood, Founder, Peer Elevate Funding
John Berlau, Senior Fellow, Competitive Enterprise Institute
Josef Holm, Founder, Krowdster
David Konits,Managing Director, Ask a CCO, Inc.
6:10 – 7:20 PM—FundIt Networking Cocktail Reception in Exhibit Hall
Marketing – Getting ready: What should issuers do to give themselves the best chance of success?
Moderator: Ron Miller,CEO & Co-Founder, StartEngine Crowdfunding, Inc.
DarrenMarble,CEO, CrowdfundX
Dan Baird, CEO, Crack the Crowd
Scott Kelly, CEO, Black Dog Venture Partners
Broker-Dealers – investment banking & selling securities online
Moderator: Dave Dobkin,President of Investment Banking, ASMX Capital
Bryon Lyons, CEO, SDDCO Brokerage Advisors
Michael Gibson, Managing Director, USAdvisors, EB5Projects.com
Rob Malin, VP Business Development, FundAmerica Securities
Raising Capital Online – Rethinking your old, manual processes
Moderator: Gene Massey, Founder & CEO, MediaShares
Doug McLean M. Sc., CTO, Katipult
Jim Borzilleri, President, Crowd Engine, Inc.
Oscar Joffre, CEO, KoreConX
Georgia Quinn, Founder and CEO, iDiscolse
Business Development and PR Engagement – How? Costs?
Moderator: Josef Holm, Founder, Krowdster
Bob Couch,Chief Marketing Officer, Selequity
Lee Barken, CPA & Chief Community Officer, CollectiveSun
Joy Shoffler, Founder & Principal, Leverage-PR
Dan Baird, Founder & CEO, Crack the Crowd
Pieces of the Back Office Technology Stack – Escrow, AML, Accreditation, RTA, Bad Actor, Transaction Engine
Moderator: Alon Goren, CTO, Wells Compliance Group
Jon Robert Bradford, Co-Founder, Colab
Bicky Shen, VerifyInvestor
Noah Otalvaro,VP Business Development, FundAmerica
Day Two, Wednesday, April 27, 2016
8:00 – 9:00 AM Welcome Back Breakfast, Exhibits Open
Registration Opens
9:00 – 9:30 AM Welcome Back Presentation: State of Crowdfunding and the Title III Future
Dr. Richard Swart, Chief Strategy Officer, NextGen Central
9:30 – 10:00 AMKeynote Speaker NASAA
Lilah R. Blackstone, Asst Gen’l Counsel, Office of the General Counsel, Department of Insurance, Securities and Banking, Washington D.C.
10:00 – 11:00 AM Risk – Broker, Platform & Portal liability when deals go south
Moderator: Enzo Villiani, CEO, Equities.com
Scott Andersen, General Counsel, FundAmerica
Yulia Kalik, COO, Gordian Compliance Solutions
Chris Tyrell, CEO & Founder, OfferBoard
11:00 – 11:30 AM Networking Break
11:30 – 12:20 PM Concurrent Offerings – Mixing Title III with Titles II or IV: risks and opportunities
Moderator: Mark Roderick, Founder, Flaster Greenberg
Freeman White, Head of Product, Fig.Co
Sara Hanks, Founder, CrowdCheck
DJ Paul, Founder, DJP & CO
Ron Miller, CEO & Founder, StartEngine
Jillian Sidotti, Esq., SyndicationLawyers
12:20 – 1:10 PM FINRA Audits – what broker-operated platforms and portals can expect
Moderator Georgia Quinn, iDisclose
Bryon Lyons, CEO, SDDCO Brokerage
Jonathan Self, CEO/COO, FundAmerica Securities
Oscar Jofre, CEO , KoreConX
James P. Dowd, CFA, Founder and Managing Director, North Capital Private Securities and North Capital, Inc.
1:10 – 2:00 PM Closing General Session: Policing bad operators, maintaining a healthy industry
Moderator: Chris Tyrell, Founder & CEO, OfferBoard
Lilah R. Blackstone, Asst Gen’l Counsel, Office of the General Counsel, DISB, Wash. D.C.
DJ Paul, founder, DJP and Co
John Berlau, Senior Fellow, Competitive Enterprise Institute
Sam Guzik, Founder, Guzik and Associates
15% OFF Promo Code: VerifyInvestor (Capital V, Capital I)
